Rigorous Compliance Procedures:
HMCG employs a rigid compliance framework that has been vetted by outside counsel and many of our institutional client’s internal compliance departments. The firm constantly monitors all research activities and reviews all collected data to ensure compliance with federal securities laws.
Restricted Trading and Confidentiality Policies:
All directors, officers and employees of HMCG must adhere to strict confidentiality policies and trading restrictions.
We work only with the Buy Side:
HMCG works exclusively with Buy Side clients which eliminates any potential violations of confidentiality or conflicts of interest with Industry clients. In addition, HMCG can incorporate a clients specific compliance framework into its processes.